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Form 13F Information and Instructions

Form 13F—Reports Filed by Institutional Investment Managers. An institutional investment manager that uses the U.S. mail (or other means or instrumentality of interstate commerce) in the course of its business, and exercises investment discretion over $100 million or more in Section 13(f) securities (explained below) must report its holdings on Form 13F with the Securities and Exchange Commission (SEC).

Form 13F instructions. General instructions for creating a Form 13-F filing; instructions for confidential treatment requests; special instructions for the cover page, summary page and information table (PDF format).

Section 13F of the Securities Exchange Act of 1934 (as amended).

Official List of Form 13F securities.

Frequently Asked Questions about Form 13F.

Reporting Period Filing Deadline
December 31, 2021 February 14, 2022
March 31, 2022 May 15, 2022
June 30, 2022 August 14, 2022
September 30, 2022 November 14, 2022
December 31, 2022 February 14, 2023

When a deadline day falls on either a weekend or a holiday, then the deadline day moves to the next business day.

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